Hector
Romo
Mwa Financial Services Inc
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About this Advisor
Hector Romo is a financial advisor based in Laguna Hills, California with 2 years of relevant experience. Romo works at Mwa Financial Services Inc. Their career trajectory has included roles at Modern Woodmen Of America, University Of California, Riverside and Mwa Financial Services Inc. Romo maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can advise clients in California and Texas. Mwa Financial Services Inc is a registered investment firm operating out of Rock Island, IL. The company has offices in 61 locations and a total of 689 advisors. It manages $136 million in assets under management between its 987 customer accounts, making it one of the mid-sized financial advisory firms in the nation by assets under management. The firm provides services to four charitable organizations. Of its 987 client accounts, just 2% are held by high-net-worth investors who have more than $1 million in investable assets. The firm provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Financial advisory fee schedules largely vary depending on which services the firm provides the client. Fees charged by Mwa Financial Services Inc likely include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Mwa Financial Services Inc Brokerage Details
$135,611,907
689
987
$137,398
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Hector Romo Work History
Hector has been registered as a financial advisor for 2 years.*
Modern Woodmen Of America
Mwa Financial Services Inc
University Of California, Riverside
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Hector Romo to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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