Swan Global Investments, LLC
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Overview
Swan Global Investments, LLC operates as a financial advisory firm located in Durango, Colorado. It handles $2.2 billion in assets under management throughout 3,144 accounts, placing it among the largest investment advisory firms in the United States by assets under management (AUM). The company has a small group, including 5 financial advisors. Swan Global Investments, LLC does not act as a registered broker-dealer, signifying that the company is not able to buy and sell securities for its accounts and those of its clients and instead has to go through a broker-dealer company to do so. Securities are exchangable financial investments like bonds, options and equities.
Swan Global Investments, LLC administers all of the company's accounts on a discretionary basis. Discretionary management means that transaction decisions are made by a portfolio manager without requiring the customer's consent. The company administers roughly $700,458 in assets for each customer account. An average advisor at Swan Global Investments, LLC administers about 629 client accounts.
Swan Global Investments, LLC's central office is at 1099 Main Ave, Durango, Colorado 81301. The firm is permitted to provide services to clients throughout 11 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Swan Global Investments, LLC by the Numbers
$2.2 billion
18
3,144
$700.5 thousand
Fee Structure
Financial management fees vary depending on which services the firm provides the client. Fees billed by the company typically consist of the following fee type: asset-based. Swan Global Investments, LLC does not supply a wrap fee program, in which the company offers a service bundle for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm caters to retail investors, high net worth investors and investment companies. Out of its 3,144 accounts, Swan Global Investments, LLC's largest client is retail investors, though it also serves 38 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 under management or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's customers are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 1.21%
- Other Individuals - 98.16%
- Corporations - 0.64%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Swan Global Investments, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Swan Global Investments, LLC
Tampa, FL
Durango, CO
Durango, CO
Durango, CO
Durango, CO
Dallas, TX
Littleton, CO
Milton, MA
Tampa, FL
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