Chris
Caswell
Swan Global Investments, LLC
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About this Advisor
Chris Caswell is a financial advisor based in Tampa, Florida, working with Swan Global Investments, LLC. Chris has previously held positions at Wells Fargo Bank Na, Wells Fargo Advisors LLC, Swan Global Investments, LLC, and Northern Lights Distributors, LLC. Chris has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Colorado and Florida. Currently, Chris is part of Swan Global Investments, LLC, which operates out of Tampa, Florida. The firm has 18 employees and manages assets totaling $2.1 billion. The firm serves a variety of clients, including high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for institutional clients. The fee structure at Swan Global Investments, LLC includes asset-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Swan Global Investments, LLC Brokerage Details
$2,105,953,989
18
2,483
$848,149
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses or institutional clients
Chris Caswell Work History
Swan Global Investments, LLC
Northern Lights Distributors, LLC
Wells Fargo Advisors LLC
Wells Fargo Bank Na
Disclosures
Please visit the SEC profile of Chris Caswell to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Swan Global Investments, LLC
Tampa, FL
Durango, CO
Durango, CO
Durango, CO
Durango, CO
Portland, MI
Dallas, TX
Durango, CO
The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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