Andrew
Smith

Stifel, Nicolaus & Company, Inc

CRD#722983
Investment Advisor
in Montgomery, AL

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About this Advisor

Andrew Smith is an investment advisor based in Montgomery, Alabama. Currently a registered investment advisor at Stifel, Nicolaus & Company, Inc, they have accumulated 11 years of work experience as a financial advisor. Smith maintains a Series 63 license, designating the advisor as a securities agent. Smith can operate in Alabama. Over the course of their career, Smith has held roles at Sterne Agee and Stifel Nicolaus & Co Inc. Stifel, Nicolaus & Company, Inc is headquartered in Montgomery, Alabama, and operates out of 431 other offices across the country. As a registered advisory firm, Stifel, Nicolaus & Company, Inc manages $98 billion in assets across 244,516 client accounts and retains more than 6,153 people. The level of assets currently under the firm's management makes it one of the largest firms in the United States. The firm manages 166,793 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 40% of the advisory firm's investors are high-net-worth individuals, meaning they have more than $1 million in capital. Stifel, Nicolaus & Company, Inc provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm's fees may include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

Yes

Office Location

7460 Halcyon Pointe Drive Suite 100
Montgomery, AL 36117

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$97,687,069,900

AL Average: $11,469,110,461
Total Number of Employees

6,153

AL Average: 458
Total Number of Accounts

244,516

AL Average: 33,415
Average Account Size

$399,512

AL Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Andrew Smith Work History

Andrew has 11 years of experience.

2013 - Present (8 years)

Stifel Nicolaus & Co Inc

2009 - 2013 (4 years)

Sterne Agee

Disclosures

Andrew Smith has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Megan Kiziah
Boca Raton, FL
Richard Bettger
Saint Louis, MO
Robert Seibels
Montgomery, AL
Howard Ashlock
Newport Beach, CA
Joshua Wolverton
Oklahoma City, OK
Mary Briscoe
Montgomery, AL
Scott Zelnick
New York, NY

This content was compiled from the SEC and FINRA.

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