John
Thomas

Stifel, Nicolaus & Company, Inc

CRD#1760018
Investment Advisor
in Saint Louis, MO

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About this Advisor

John Thomas is a financial advisor based out of Saint Louis, Missouri. Thomas is an advisor for Stifel, Nicolaus & Company, Inc. They have spent all of their employment at Stifel, Nicolaus & Company, Inc. Thomas holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is approved to serve investors in Missouri. Stifel, Nicolaus & Company, Inc is an advisory business that has its headquarters in Saint Louis, Missouri. It has offices in 434 locations and a total of 6,384 financial advisors. It oversees $149 billion in assets under management across its 316,625 client accounts, making it one of the largest firms in the United States by assets under management. The firm serves 1,274 charitable organizations. Of its 316,625 client accounts, 27% are associated with high-net-worth individuals who have more than $1 million in assets. The advisory firm has a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fee schedules largely are based on which services are offered. Fees charged by Stifel, Nicolaus & Company, Inc most likely include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

less than 1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

501 North Broadway
Saint Louis, MO 63102

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$148,561,390,277

MO Average: $11,469,110,461
Total Number of Employees

6,384

MO Average: 458
Total Number of Accounts

316,625

MO Average: 33,415
Average Account Size

$469,203

MO Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Disclosures

John Thomas has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Denise Williams
Little Rock, AR
Amber Mayberry
Saint Louis, MO
Robert Stauffer
Baltimore, MD
Mucio Carlon
Scottsdale, AZ
Richard Lawson
Saint Louis, MO
Danielle Cefalu
Saratoga Springs, NY
Matthew Spring
Mystic, CT

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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