Bobby
Busby

Johnson Sterling, Inc

CRD#5945800
Investment Advisor
in Birmingham, AL

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Bobby Busby is a financial advisor working in Birmingham, Alabama, with a total of 5 years of industry experience. Busby is on the advisory team at Johnson Sterling, Inc. During their career, Busby has held roles at Horace Mann, Horace Mann Investors, Inc, United Partners Insurance, LLC, Horace Mann Companies and Johnson Sterling, Inc. Busby holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to advise clients in Alabama. Johnson Sterling, Inc is a business based out of Birmingham, AL. The firm has a total of 12 people on staff. It handles $3 billion in assets between its 395 customer accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm provides services to four charities and foundations. Of its 395 client accounts, 36% are associated with high-net-worth individuals who have more than $1 million in assets. The advisory firm performs a set of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients and pension consulting services. Fees charged by financial advisors typically depend on the type of services provided. Fees charged by Johnson Sterling, Inc most likely include any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

5 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

820 Shades Creek Parkway Suite 3200
Birmingham, AL 35209

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Johnson Sterling, Inc Brokerage Details

Total Assets Under Management

$2,603,892,803

AL Average: $1,620,585,161
Total Number of Employees

12

AL Average: 52
Total Number of Accounts

395

AL Average: 1,560
Average Account Size

$6,592,134

AL Average: $1,038,837

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services

Bobby Busby Work History

Bobby has been registered as a financial advisor for 5 years.*

2017 - Present (7 years)

Johnson Sterling, Inc

2017 - 2017 (< 1 year)

United Partners Insurance, LLC

2017 - 2017 (< 1 year)

Horace Mann Companies

2016 - 2017 (1 year)

Horace Mann Companies

2015 - 2016 (1 year)

Horace Mann

2011 - 2015 (4 years)

Horace Mann

2011 - 2017 (6 years)

Horace Mann Investors, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Bobby Busby to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Johnson Sterling, Inc

Alan Ward
Birmingham, AL
Christopher Whitley
Birmingham, AL
Bobby Busby
Birmingham, AL
William Johnson
Birmingham, AL
Elizabeth Rutherford
Birmingham, AL
Samuel Johnson
Birmingham, AL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started