Carol
Harrison

Stifel, Nicolaus & Company, Inc

CRD#3254376
Investment Advisor
in Montgomery, AL

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About this Advisor

Carol Harrison is a financial advisor working in Montgomery, Alabama with a total of 10 years of industry experience. Harrison is an advisor for Stifel, Nicolaus & Company, Inc. During their career, Harrison has held roles at Sterne Agee & Leach, Inc and Stifel Nicolaus & Co Inc. Harrison maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to work in Alabama and Texas. Stifel, Nicolaus & Company, Inc is a financial advisory company operating out of Saint Louis, MO. The company has offices in 459 locations and a total of 6,729 financial advisors. It controls $133 billion in assets across its 334,814 accounts, placing it among the biggest firms in the country by assets under management. The firm serves 1,312 charitable organizations. Of its 334,814 customer accounts, 24% are associated with high-net-worth individuals who have more than $1 million in assets. Stifel, Nicolaus & Company, Inc performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees usually are based on which services are provided. However, fee types charged by Stifel, Nicolaus & Company, Inc can consist of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

670 South Perry Street Pob 750
Montgomery, AL 36104

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$132,550,931,898

AL Average: $11,469,110,461
Total Number of Employees

6,729

AL Average: 458
Total Number of Accounts

334,814

AL Average: 33,415
Average Account Size

$395,894

AL Average: $343,232

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Carol Harrison Work History

Carol has been registered as a financial advisor for 10 years.*

2013 - Present (11 years)

Stifel Nicolaus & Co Inc

2002 - 2013 (11 years)

Sterne Agee & Leach, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Carol Harrison to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Peter Birdwell
San Francisco, CA
Mark Schreder
Baltimore, MD
Alan Beatty
Jefferson City, MO
Heidi Chomatil
Los Angeles, CA
Robert Lipinski
Chicago, IL
Ryan Holzwarth
Flint, MI
Patrick Dammert
Covington, KY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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