Cynthia
Thomas
Stonegate Investment Group, LLC
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About this Advisor
Cynthia Thomas is a financial advisor working in Birmingham, Alabama who has 2 years of relevant experience. Thomas is on the advisory team at Stonegate Investment Group, LLC. Throughout their career, they have worked at Ubs Financial Services Inc and Stonegate Investment Group, LLC. Thomas has Series 63 and Series 66 licenses, certifying them as a securities agent, and is able to serve investors in Alabama. Stonegate Investment Group, LLC is a financial advisory firm that has its headquarters in Birmingham, AL. The company has a total of 13 people on staff. It manages $4 billion in assets under management among its 2,425 customer accounts, placing it among the biggest investment advisory firms in the United States by assets under management. Of its 2,425 client accounts, 25% belong to high-net-worth investors who have greater than $1 million in assets available to invest. Stonegate Investment Group, LLC has a broad set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services and selection of other advisers. Financial management fee schedules largely depend on the type of financial services provided. However, fees charged by Stonegate Investment Group, LLC likely are comprised of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Stonegate Investment Group, LLC Brokerage Details
$4,123,618,203
13
2,425
$1,700,461
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Pension consulting services
- Selection of other advisers
Cynthia Thomas Work History
Cynthia has been registered as a financial advisor for 2 years.*
Stonegate Investment Group, LLC
Ubs Financial Services Inc
Ubs Financial Services Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Cynthia Thomas to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Stonegate Investment Group, LLC
Birmingham, AL
Birmingham, AL
Birmingham, AL
Birmingham, AL
Birmingham, AL
Birmingham, AL
Birmingham, AL
Birmingham, AL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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