Nbc Securities, Inc

Investment Advisor
in Fairhope, AL

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About this Advisor

Dale Elliott is a financial advisor based out of Fairhope, Alabama, with a total of 24 years of experience as a financial advisor. Elliott is on the advisory team at Nbc Securities, Inc. They have spent all of their career at Nbc Securities, Inc. Elliott maintains a Series 63 license, qualifying them as a securities broker, and can advise clients in Alabama and California. Nbc Securities, Inc is an advisory firm that has its headquarters in Fairhope, Alabama. The firm has offices in 41 locations and a total of 80 employees. It manages $2 billion in assets between its 5,647 customer accounts, making it one of the largest firms in the United States by assets under management. The firm provides financial advice to 25 charities and foundations. Of its 5,647 accounts, just 3% are associated with high-net-worth individuals who have at least $1 million in assets available to invest. Nbc Securities, Inc provides a diverse assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial management usually depend on which service is provided. Fees billed by Nbc Securities, Inc can be comprised of any blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63

Years of Experience

24 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees



Office Location

457 Magnolia Avenue
Fairhope, AL 36533

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Nbc Securities, Inc Brokerage Details

Total Assets Under Management


AL Average: $1,620,585,161
Total Number of Employees


AL Average: 52
Total Number of Accounts


AL Average: 1,560
Average Account Size


AL Average: $1,038,837

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Dale Elliott Work History

Dale has 24 years of experience.

1996 - Present (25 years)

Nbc Securities, Inc


Dale Elliott has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Nbc Securities, Inc

Edward Wells
Massapequa, NY
Robert Alvarez
Tampa, FL
Melissa Schweigert
Imperial, MO
Maria Atkinson
Tampa, FL
Maria Ortiz
Tampa, FL
Elizabeth Moore
Columbia, TN
Michael Feduccia
Sarasota, FL
Sapna Goel
Huntsville, AL

This content was compiled from the SEC and FINRA.

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