Joseph
Bauwens
Nbc Securities, Inc
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About this Advisor
Joseph Bauwens is a financial advisor based in Jackson, Missouri who has 4 years of relevant experience. Bauwens currently works for Nbc Securities, Inc. Throughout their career, Bauwens has worked at Thrivent Investment Management Inc, Tg Missouri Corporation, Mineral Area College, Tuff Times Pawn And Gun, Thrivent Financial and First State Financial Management. Bauwens holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is approved to operate in Missouri. Nbc Securities, Inc is an advisory company operating out of Birmingham, AL. The company has offices in 30 locations and a total of 95 financial advisors. It oversees $1 billion in total assets between its 5,228 accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm advises 25 charitable organizations. Of its 5,228 customer accounts, just 3% belong to high-net-worth clients who have at least $1 million in investable assets. The advisory firm offers a wide range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial management typically are based on the financial services offered. Fee types charged by Nbc Securities, Inc can be comprised of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Nbc Securities, Inc Brokerage Details
$1,383,786,365
95
5,228
$264,688
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Joseph Bauwens Work History
Joseph has been registered as a financial advisor for 4 years.*
First State Financial Management
Thrivent Investment Management Inc
Thrivent Financial
Thrivent Financial
Tg Missouri Corporation
Mineral Area College
Tuff Times Pawn And Gun
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Joseph Bauwens to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Nbc Securities, Inc
Birmingham, AL
Wellington, FL
Cockeysville, MD
Birmingham, AL
Birmingham, AL
Birmingham, AL
Minneapolis, MN
Summit, NJ
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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