Daniel
Phillips

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#6365221
Investment Advisor
in Montgomery, AL

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About this Advisor

Daniel Phillips is a financial advisor based in Montgomery, Alabama with a total of 9 years of relevant experience. Phillips is an employee of Merrill Lynch, Pierce, Fenner & Smith Inc. Phillips has gained experience at Walmart, Merrill Lynch, Pierce, Fenner & Smith Inc, Montgomery Catholic Preparatory School, Holy Spirit Catholic Church, Meinrad School Of Theology, Archdiocese Of Mobile and Bank Of America, N.A. Phillips holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is registered to advise clients in Alabama and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a company that has its headquarters in New York, NY. The company has offices in 3,372 locations and a total of 36,687 employees. It manages $1 trillion in assets among its 2,864,234 customer accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm advises 4,459 charities and foundations. Of its 2,864,234 customer accounts, 23% are associated with high-net-worth investors who have greater than $1 million in assets. Merrill Lynch, Pierce, Fenner & Smith Inc performs a wide range of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees for financial advice typically are based on the type of financial services offered. However, fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc likely include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

9 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

4001 Carmichael Rd
Montgomery, AL 36106

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

AL Average: $7,464,549,021
Total Number of Employees

36,687

AL Average: 88
Total Number of Accounts

2,864,234

AL Average: 3,892
Average Account Size

$381,844

AL Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Daniel Phillips Work History

Daniel has been registered as a financial advisor for 9 years.*

2014 - Present (10 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2014 - Present (10 years)

Bank Of America, N.A

2013 - 2013 (< 1 year)

Walmart

2013 - 2014 (1 year)

Montgomery Catholic Preparatory School

2013 - 2014 (1 year)

Holy Spirit Catholic Church

2011 - 2013 (2 years)

Meinrad School Of Theology

2008 - 2013 (5 years)

Archdiocese Of Mobile

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Daniel Phillips to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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Gerrit Shuffstall
Bel Air, MD
Maria Heimer
Columbia, MD
Alessandro Ugge
Dallas, TX
Patrick Riley
Sammamish, WA
William Edgar
New York, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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