Katelyn
Gallagher
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Katelyn Gallagher is a financial advisor based out of Scottsdale, Arizona, with a total of 6 years of relevant experience. Gallagher is an employee of Merrill Lynch, Pierce, Fenner & Smith Inc. They have spent their entire career at Merrill Lynch, Pierce, Fenner & Smith Inc. Gallagher has Series 63 and Series 66 licenses, which qualify them as a securities broker, and is able to work in California and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a registered investment company that has its headquarters in New York, NY. It has offices in 3,372 locations and a total of 36,687 advisors. It oversees $1 trillion in total assets across its 2,864,234 accounts, placing it among the largest investment advisory firms in the United States by assets under management. The firm provides services to 4,459 charities and foundations. Of its 2,864,234 accounts, 23% are held by high-net-worth clients who have more than $1 million in assets. The firm offers a broad array of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial management fees typically are based on the financial services. However, fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc most likely consist of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,093,689,238,206
36,687
2,864,234
$381,844
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Disclosures
Please visit the SEC profile of Katelyn Gallagher to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc
Scottsdale, AZ
Atlanta, GA
Chevy Chase, MD
Jacksonville, FL
Dallas, TX
New York, NY
New York, NY
Napa, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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