Katelyn
Gallagher

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#6253426
Investment Advisor
in Scottsdale, AZ

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About this Advisor

Katelyn Gallagher is a financial advisor based out of Scottsdale, Arizona, with a total of 6 years of relevant experience. Gallagher is an employee of Merrill Lynch, Pierce, Fenner & Smith Inc. They have spent their entire career at Merrill Lynch, Pierce, Fenner & Smith Inc. Gallagher has Series 63 and Series 66 licenses, which qualify them as a securities broker, and is able to work in California and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a registered investment company that has its headquarters in New York, NY. It has offices in 3,372 locations and a total of 36,687 advisors. It oversees $1 trillion in total assets across its 2,864,234 accounts, placing it among the largest investment advisory firms in the United States by assets under management. The firm provides services to 4,459 charities and foundations. Of its 2,864,234 accounts, 23% are held by high-net-worth clients who have more than $1 million in assets. The firm offers a broad array of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial management fees typically are based on the financial services. However, fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc most likely consist of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

6 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

14636 N Scottsdale Rd
Scottsdale, AZ 85254

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

AZ Average: $7,464,549,021
Total Number of Employees

36,687

AZ Average: 88
Total Number of Accounts

2,864,234

AZ Average: 3,892
Average Account Size

$381,844

AZ Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Disclosures

Please visit the SEC profile of Katelyn Gallagher to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc

Katelyn Gallagher
Scottsdale, AZ
Anthony Bushman
Rochester, MN
Francis Abella
Napa, CA
Louise Burke
Washington, DC
Roger Glasgow
Chevy Chase, MD
Steven Crate
Dallas, TX
Patrick Riley
Sammamish, WA
Thomas Theodore
Lincoln, RI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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