Franklin
Shepard

Stifel, Nicolaus & Company, Inc

CRD#845817
Investment Advisor
in Montgomery, AL

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About this Advisor

Franklin Shepard is an advisor in Montgomery, Alabama. Currently a registered investment advisor with Stifel, Nicolaus & Company, Inc, they have accumulated 11 years of professional experience in the financial advisory industry. Shepard has a Series 63 license, which qualifies the advisor as a securities representative. Shepard is able to act as an advisor based out of Alabama. Their career trajectory has included roles at Morgan Stanley Smith Barney and Stifel Nicolaus & Co Inc. Stifel, Nicolaus & Company, Inc is headquartered in Montgomery, Alabama, and has 431 additional locations in the country. As an advisor firm, Stifel, Nicolaus & Company, Inc manages $98 billion in assets covering 244,516 accounts and employs more than 6,153 people. The level of assets currently under the firm's management makes it one of the biggest firms in the nation. The firm manages 166,793 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 40% of the advisor firm's clients are high-net-worth individuals, meaning they have greater than $1 million in assets. Stifel, Nicolaus & Company, Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm's fees may include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

7460 Halcyon Pointe Drive Suite 100
Montgomery, AL 36117

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$97,687,069,900

AL Average: $11,469,110,461
Total Number of Employees

6,153

AL Average: 458
Total Number of Accounts

244,516

AL Average: 33,415
Average Account Size

$399,512

AL Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Franklin Shepard Work History

Franklin has 11 years of experience.

2014 - Present (7 years)

Stifel Nicolaus & Co Inc

2009 - 2014 (5 years)

Morgan Stanley Smith Barney

Disclosures

Franklin Shepard has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Amelia Sherrill
Pensacola, FL
Michael Armon
Coeur D Alene, ID
Sarah Harris
Fresno, CA
Kaival Patel
Hackensack, NJ
Robert Ratcliff
Denton, TX
Gary Krieger
Palm Beach, FL
Ben Palazzo
Tucson, AZ

This content was compiled from the SEC and FINRA.

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