Jacob
Ray

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#6170900
Investment Advisor
in Montgomery, AL

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About this Advisor

Jacob Ray is a financial advisor working out of Montgomery, Alabama, who has 11 years of work experience. Ray is an advisor for Merrill Lynch, Pierce, Fenner & Smith Inc. Over the course of their career, Ray has held roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Pine Bar, Middle Georgia College and Bank Of America, N.A. Ray has a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and can operate in Alabama and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is an advisory company operating in Montgomery, Alabama. The firm has offices in 3,270 locations and a total of 36,383 employees. It controls $962 billion in assets between its 2,529,169 customer accounts, making it one of the largest financial advisory firms in the nation by assets under management. The firm provides services to 4,927 charities and foundations. Of its 2,529,169 accounts, just 7% belong to high-net-worth clients who have greater than $1 million in investable assets. Merrill Lynch, Pierce, Fenner & Smith Inc provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors largely depend on which services the firm provides the client. However, fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc most likely consist of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

4001 Carmichael Rd
Montgomery, AL 36106

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$962,052,205,321

AL Average: $7,464,549,021
Total Number of Employees

36,383

AL Average: 88
Total Number of Accounts

2,529,169

AL Average: 3,892
Average Account Size

$380,383

AL Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Jacob Ray Work History

Jacob has 11 years of experience.

2013 - Present (8 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2013 - Present (8 years)

Bank Of America, N.A

2011 - 2013 (2 years)

Pine Bar

2009 - 2011 (2 years)

Middle Georgia College

Disclosures

Jacob Ray has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc

Katelyn Gallagher
Chandler, AZ
Jacob Church
Henderson, NV
Ryan Harrison
Pennington, NJ
Aniello Iazzetta
Concord, CA
Chor-Shing Chan
New York, NY
Jeffrey Petersen
Vero Beach, FL
Michael Mason
Holly Springs, NC
Rayan Hamze
Chandler, AZ

This content was compiled from the SEC and FINRA.

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