James
Klingler

Stifel, Nicolaus & Company, Inc

CRD#6364910
Investment Advisor
in Montgomery, AL

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About this Advisor

James Klingler is a financial advisor working in Montgomery, Alabama, with 10 years of experience as a financial advisor. Klingler is an advisor for Stifel, Nicolaus & Company, Inc. Over the course of their career, they have held roles at Banfield Pet Hospital, Flint River Animal Hospital, Hampton Cove Animal Hopsital and Stifel Nicolaus & Co Inc. Klingler has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can serve investors in Alabama and Texas. Stifel, Nicolaus & Company, Inc is a firm that has its headquarters in Montgomery, Alabama. The company has offices in 431 locations and a total of 6,153 advisors. It controls $98 billion in assets between its 244,516 accounts, placing it among the largest financial advisory firms in the country by assets under management. The firm provides financial advisory services to 1,031 charities and foundations. Of its 244,516 accounts, 40% are associated with high-net-worth clients who have at least $1 million in assets available to invest. The advisory firm performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules largely are based on which services the firm provides the client. However, fee types charged by Stifel, Nicolaus & Company, Inc can consist of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

7460 Halcyon Pointe Drive Suite 100
Montgomery, AL 36117

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$97,687,069,900

AL Average: $11,469,110,461
Total Number of Employees

6,153

AL Average: 458
Total Number of Accounts

244,516

AL Average: 33,415
Average Account Size

$399,512

AL Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

James Klingler Work History

James has 10 years of experience.

2014 - Present (8 years)

Stifel Nicolaus & Co Inc

2013 - 2014 (1 year)

Hampton Cove Animal Hopsital

2010 - 2010 (< 1 year)

Banfield Pet Hospital

2010 - 2013 (3 years)

Flint River Animal Hospital

Disclosures

James Klingler has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Edward Marshall
Tucson, AZ
Trevor Janoskie
Baltimore, MD
Megan Krannig
Frisco, TX
William Humber
Tuscaloosa, AL
Andrea Attwood
Flint, MI
Katherine Cordtz
New York, NY
Amelia Sherrill
Pensacola, FL

The content in this profile was updated by SmartAsset on 08/06/2020 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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