Stifel, Nicolaus & Company, Inc
About this Advisor
James Klingler is a financial advisor working in Montgomery, Alabama, with 10 years of experience as a financial advisor. Klingler is an advisor for Stifel, Nicolaus & Company, Inc. Over the course of their career, they have held roles at Banfield Pet Hospital, Flint River Animal Hospital, Hampton Cove Animal Hopsital and Stifel Nicolaus & Co Inc. Klingler has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can serve investors in Alabama and Texas. Stifel, Nicolaus & Company, Inc is a firm that has its headquarters in Montgomery, Alabama. The company has offices in 431 locations and a total of 6,153 advisors. It controls $98 billion in assets between its 244,516 accounts, placing it among the largest financial advisory firms in the country by assets under management. The firm provides financial advisory services to 1,031 charities and foundations. Of its 244,516 accounts, 40% are associated with high-net-worth clients who have at least $1 million in assets available to invest. The advisory firm performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules largely are based on which services the firm provides the client. However, fee types charged by Stifel, Nicolaus & Company, Inc can consist of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Stifel, Nicolaus & Company, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
James Klingler Work History
James has 10 years of experience.
Stifel Nicolaus & Co Inc
Hampton Cove Animal Hopsital
Banfield Pet Hospital
Flint River Animal Hospital
James Klingler has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Stifel, Nicolaus & Company, Inc
Saint Louis, MO
New York, NY
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