John
Brock

Bhk Securities, LLC

CRD#31081
Investment Advisor
in Birmingham, AL

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

John Brock is a financial advisor based in Birmingham, Alabama, working with Bhk Securities, LLC. John has previously held positions at Bhk Securities and Bhk Investment Advisors. John has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Alabama. Currently, John is part of Bhk Securities, LLC, which operates out of Birmingham, Alabama. The firm has 9 employees and manages assets totaling $113.8 million. The firm serves a variety of clients, including high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, and selection of other advisers. The fee structure at Bhk Securities, LLC includes asset-based and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Commissions

Office Location

2200 Lakeshore Drive Suite 250
Birmingham, AL 35209

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Bhk Securities, LLC Brokerage Details

Total Assets Under Management

$113,807,484

AL Average: $1,620,585,161
Total Number of Employees

9

AL Average: 52
Total Number of Accounts

192

AL Average: 1,560
Average Account Size

$592,747

AL Average: $1,038,837

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

John Brock Work History

2006 - Present (18 years)

Bhk Securities

2006 - Present (18 years)

Bhk Invesetment Advisors

Disclosures

Please visit the SEC profile of John Brock to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Bhk Securities, LLC

Robert Barnett
Birmingham, AL
William Beasley
Birmingham, AL
John Brock
Birmingham, AL
James Knight
Birmingham, AL
Meredyth Hazzard
Birmingham, AL

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started