Mitchell
Dubina

Stifel, Nicolaus & Company, Inc

CRD#4834833
Investment Advisor
in Montgomery, AL

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About this Advisor

Mitchell Dubina is an investment advisor located in Montgomery, Alabama. Currently a registered advisor with Stifel, Nicolaus & Company, Inc, Dubina has 16 years of professional experience as a registered advisor. Dubina has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative. Dubina can operate based out of Alabama. Throughout their career, Dubina has worked at Sterne Agee & Leach and Stifel, Nicolaus & Company, Inc. Stifel, Nicolaus & Company, Inc is headquartered in Montgomery, Alabama, and operates out of 431 additional offices in the United States. In aggregate, Stifel, Nicolaus & Company, Inc oversees $98 billion in assets dispersed across 244,516 accounts and employs more than 6,153 people. The firm's total assets under management places it among the biggest investment advisory firms in the United States. The firm manages 166,793 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 40% of the advisory firm's clients are high-net-worth individuals, meaning they have more than $1 million in assets. Stifel, Nicolaus & Company, Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm may charge clients asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

7460 Halcyon Pointe Drive Suite 100
Montgomery, AL 36117

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$97,687,069,900

AL Average: $11,469,110,461
Total Number of Employees

6,153

AL Average: 458
Total Number of Accounts

244,516

AL Average: 33,415
Average Account Size

$399,512

AL Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Mitchell Dubina Work History

Mitchell has 16 years of experience.

2012 - Present (9 years)

Stifel, Nicolaus & Company, Inc

2004 - 2012 (8 years)

Sterne Agee & Leach

Disclosures

Mitchell Dubina has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Austin Hamilton
Glenwood Springs, CO
Timothy Howard
Saint Louis, MO
Christopher Hurst
Roseville, CA
Nicole Hansen
Bellevue, WA
Jeryne Peterson
Zanesville, OH
Richard Kohn
Montgomery, AL
Kathleen Schoudel
Montgomery, AL

This content was compiled from the SEC and FINRA.

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