Peyton
Falkenburg

Nbc Securities, Inc

CRD#5929303
Investment Advisor
in Birmingham, AL

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About this Advisor

Peyton Falkenburg is a financial advisor who works out of Birmingham, Alabama, with a total of 6 years of relevant experience. Falkenburg is an employee of Nbc Securities, Inc. Their career trajectory has included roles at Municipal Consultants, Inc, University Of Alabama, Alabama Power Company and Nbc Securities Inc. Falkenburg holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is able to advise clients in Alabama, California, Colorado, District Of Columbia, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, New Jersey, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, Texas, Utah, Virginia and Wisconsin. Nbc Securities, Inc is an advisory business based in Birmingham, AL. The company has offices in 30 locations and a total of 95 financial advisors. It oversees $1 billion in assets among its 5,228 client accounts, making it one of the biggest firms in the country by assets under management. The firm serves 25 charities and foundations. Of its 5,228 customer accounts, just 3% are associated with high-net-worth investors who have at least $1 million in assets available to invest. Nbc Securities, Inc has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees charged by financial advisors usually are based on which service is provided. Fee types charged by Nbc Securities, Inc most likely include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

1927 1St Avenue North
Birmingham, AL 35203-0686

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Nbc Securities, Inc Brokerage Details

Total Assets Under Management

$1,383,786,365

AL Average: $1,620,585,161
Total Number of Employees

95

AL Average: 52
Total Number of Accounts

5,228

AL Average: 1,560
Average Account Size

$264,688

AL Average: $1,038,837

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Peyton Falkenburg Work History

Peyton has been registered as a financial advisor for 6 years.*

2017 - Present (7 years)

Nbc Securities Inc

2015 - 2017 (2 years)

Municipal Consultants, Inc

2014 - 2014 (< 1 year)

Alabama Power Company

2012 - 2016 (4 years)

University Of Alabama

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Peyton Falkenburg to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Nbc Securities, Inc

Steven Abrams
Birmingham, AL
Bruce Betz
Birmingham, AL
Allison Hanna
Wellington, FL
David Taylor
Cockeysville, MD
Alan Helene
Birmingham, AL
Steven Lofquist
Summit, NJ
Brian Gallagher
Farmington, MO
Joseph Oberschewen
Summit, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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