S Wesley
Carpenter

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#4789118
Investment Advisor
in Fairhope, AL

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About this Advisor

S Wesley Carpenter is a financial advisor whose office is in Fairhope, Alabama. Currently an advisor with Merrill Lynch, Pierce, Fenner & Smith Inc, Carpenter has 13 years of experience in the financial advisory industry. Carpenter maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative. Carpenter can advise investors in Alabama and Texas. During their career, the advisor has held roles at Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Merrill Lynch, Pierce, Fenner & Smith Inc is based out of Fairhope, Alabama, and operates out of 3,270 additional brick-and-mortar locations in the nation. In aggregate, Merrill Lynch, Pierce, Fenner & Smith Inc oversees $962 billion in assets throughout 2,529,169 client accounts and retains more than 36,383 people. The level of assets currently under the firm's management makes it one of the biggest investment advisory firms in the nation. The firm manages 778,387 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 7% of the investment firm's clients are high-net-worth individuals, meaning they have more than $1 million in assets. Merrill Lynch, Pierce, Fenner & Smith Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm's fees may include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

601 N Section St
Fairhope, AL 36532

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$962,052,205,321

AL Average: $7,464,549,021
Total Number of Employees

36,383

AL Average: 88
Total Number of Accounts

2,529,169

AL Average: 3,892
Average Account Size

$380,383

AL Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

S Wesley Carpenter Work History

S Wesley has 13 years of experience.

2011 - Present (10 years)

Bank Of America, N.A

2007 - Present (14 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

Disclosures

S Wesley Carpenter has no disclosures.

Please visit their SEC profile for more details.

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Chor-Shing Chan
New York, NY
Jeffrey Petersen
Vero Beach, FL
Michael Mason
Holly Springs, NC
Rayan Hamze
Chandler, AZ

This content was compiled from the SEC and FINRA.

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