Stephanie
Whorf

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#6728020
Investment Advisor
in Montgomery, AL

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About this Advisor

Stephanie Whorf is a financial advisor located in Montgomery, Alabama. Currently a registered financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc, Whorf has 12 years of practice as an investment advisor. Whorf has a Series 66 license, which designates the advisor as both a securities agent and an investment advisor representative. Whorf is able to advise clients based out of Alabama and Texas. During their career, Whorf has held roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Bb&T, Lowes, Cooks Station, Alabama Army National Guard, Applebees, Mcdonalds and Troy University. Merrill Lynch, Pierce, Fenner & Smith Inc is headquartered in Montgomery, Alabama, and operates out of 3,270 locations across the country. As a registered advisory firm, Merrill Lynch, Pierce, Fenner & Smith Inc manages $962 billion in assets dispersed across 2,529,169 client accounts and retains more than 36,383 people. The level of assets currently under the firm's management places it among the biggest investment advisory firms in the nation. The firm manages 778,387 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 7% of the advisor firm's investors are high-net-worth individuals, meaning they have over $1 million in assets. Merrill Lynch, Pierce, Fenner & Smith Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm may charge clients asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

4001 Carmichael Rd
Montgomery, AL 36106

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$962,052,205,321

AL Average: $7,464,549,021
Total Number of Employees

36,383

AL Average: 88
Total Number of Accounts

2,529,169

AL Average: 3,892
Average Account Size

$380,383

AL Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Stephanie Whorf Work History

Stephanie has 12 years of experience.

2016 - Present (5 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2013 - 2016 (3 years)

Bb&T

2013 - 2013 (< 1 year)

Lowes

2012 - 2013 (1 year)

Cooks Station

2011 - 2011 (< 1 year)

Applebees

2010 - 2011 (1 year)

Mcdonalds

2009 - 2012 (3 years)

Troy University

2008 - 2014 (6 years)

Alabama Army National Guard

Disclosures

Stephanie Whorf has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc

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Chandler, AZ
Jacob Church
Henderson, NV
Ryan Harrison
Pennington, NJ
Aniello Iazzetta
Concord, CA
Chor-Shing Chan
New York, NY
Jeffrey Petersen
Vero Beach, FL
Michael Mason
Holly Springs, NC
Rayan Hamze
Chandler, AZ

This content was compiled from the SEC and FINRA.

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