Stephen
Baker

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#1276411
Investment Advisor
in Fairhope, AL

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About this Advisor

Stephen Baker is a financial advisor based in Fairhope, Alabama, who has been in the financial industry for 36 years. Baker currently works for Merrill Lynch, Pierce, Fenner & Smith Inc. During their career, Baker has held roles at Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Baker holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to work in Alabama and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is an advisory business based in Fairhope, Alabama. The company has offices in 3,270 locations and a total of 36,383 advisors. It administers $962 billion in assets under management between its 2,529,169 client accounts, placing it among the biggest firms in the nation by assets under management. The firm advises 4,927 charitable organizations. Of its 2,529,169 customer accounts, just 7% are held by high-net-worth clients who have more than $1 million in investable assets. Merrill Lynch, Pierce, Fenner & Smith Inc has a broad assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial advisory fees usually vary depending on which services are offered. However, fee types charged by Merrill Lynch, Pierce, Fenner & Smith Inc likely are comprised of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

36 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

601 N Section St
Fairhope, AL 36532

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$962,052,205,321

AL Average: $7,464,549,021
Total Number of Employees

36,383

AL Average: 88
Total Number of Accounts

2,529,169

AL Average: 3,892
Average Account Size

$380,383

AL Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Stephen Baker Work History

Stephen has 36 years of experience.

2011 - Present (10 years)

Bank Of America, N.A

1984 - Present (37 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

Disclosures

Stephen Baker has no disclosures.

Please visit their SEC profile for more details.

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Chandler, AZ
Jacob Church
Henderson, NV
Ryan Harrison
Pennington, NJ
Aniello Iazzetta
Concord, CA
Chor-Shing Chan
New York, NY
Jeffrey Petersen
Vero Beach, FL
Michael Mason
Holly Springs, NC
Rayan Hamze
Chandler, AZ

This content was compiled from the SEC and FINRA.

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