Steven
Thornton

Smith Thornton Advisors, LLC

CRD#1998251
Investment Advisor
in Huntsville, AL

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About this Advisor

Steven Thornton is a financial advisor working out of Huntsville, Alabama who has 2 years of industry experience. Thornton works at Smith Thornton Advisors, LLC. During their career, Thornton has held roles at Wells Fargo Advisors Financial Network, LLC, Smith Thornton Advisors, LLC and Purshe Kaplan Sterling Investments. Thornton maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can operate in Alabama. Smith Thornton Advisors, LLC is an advisory firm that has its headquarters in Huntsville, AL. It oversees $665 million in assets under management between its 717 accounts, making it one of the larger investment advisory firms in the country by assets under management. Of its 717 client accounts, just 9% are associated with high-net-worth individuals who have greater than $1 million in investable assets. The business has a few services, including financial planning services, portfolio management for individuals and small businesses and pension consulting services. A financial advisor's fees usually are based on the type of financial services. However, fees charged by Smith Thornton Advisors, LLC can include some combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

626 Clinton Avenue West, Suite 100
Huntsville, AL 35801

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Smith Thornton Advisors, LLC Brokerage Details

Total Assets Under Management

$665,171,264

AL Average: $1,620,585,161
Total Number of Employees

65

AL Average: 52
Total Number of Accounts

717

AL Average: 1,560
Average Account Size

$927,714

AL Average: $1,038,837

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services

Steven Thornton Work History

Steven has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Purshe Kaplan Sterling Investments

2011 - Present (13 years)

Wells Fargo Advisors Financial Network, LLC

2011 - Present (13 years)

Smith Thornton Advisors, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Steven Thornton to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Smith Thornton Advisors, LLC

Jessica Kanser
Huntsville, AL
William Smith
Huntsville, AL
Richard Smith
Huntsville, AL
Stacy Drummond
Huntsville, AL
Donna Ryberg
Huntsville, AL
Steven Thornton
Huntsville, AL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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