Northern Trust Securities, Inc

Investment Advisor
in Tempe, AZ

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About this Advisor

Brian Monahan is an investment advisor whose office is in Tempe, Arizona. Currently a registered financial advisor at Northern Trust Securities, Inc, Monahan has an impressive 21 years of professional experience in the financial advisory industry. Monahan holds Series 63 and Series 66 licenses, certifying them as a securities representative. Monahan is registered to act as an advisor in Illinois. During their career, Monahan has held roles at Northern Trust Bank and Northern Trust Securities, Inc. Northern Trust Securities, Inc is headquartered in Tempe, Arizona, and operates out of 18 additional locations across the country. In total, Northern Trust Securities, Inc manages $396 million in assets dispersed across 1,092 accounts and retains more than 81 people. The amount of assets the firm manages makes it one of the bigger investment advisory firms in the nation. All of the firm's accounts are managed on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 58% of the firm's customers are high-net-worth individuals, meaning they have over $1 million in capital. Northern Trust Securities, Inc can provide portfolio management for individuals and small businesses and selection of other advisers. The firm's fees may include asset-based fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

21 years

Services Offered

Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets



Office Location

2160 E. Elliot Road Suite 100
Tempe, AZ 85284

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Northern Trust Securities, Inc Brokerage Details

Total Assets Under Management


AZ Average: $6,674,516,078
Total Number of Employees


AZ Average: 44
Total Number of Accounts


AZ Average: 2,564
Average Account Size


AZ Average: $2,603,165

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Brian Monahan Work History

Brian has 21 years of experience.

2002 - Present (17 years)

Northern Trust Securities, Inc

1997 - Present (22 years)

Northern Trust Bank


Brian Monahan has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Northern Trust Securities, Inc

Ryan Lachmansingh
Palm Beach, FL
Julian Van Ostrand
Winnetka, IL
Albert Kim
Chicago, IL
Kevin Kaylakie
Austin, TX
Tonya Andrello
Sarasota, FL
Chad Driedger
Denver, CO
Joseph Moorhead
Chicago, IL
Daniel Johnson
Chicago, IL

This content was compiled from the SEC and FINRA.

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