John
Smith
Northern Trust Securities, Inc
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About this Advisor
John Smith is a financial advisor based in Evergreen Park, Illinois, working with Northern Trust Securities, Inc. John has previously held positions at Merrill Lynch, Pierce, Fenner & Smith Inc, Ptr Inc, Price Technology, Northern Trust Securities, Inc, and Northern Trust Bank. John has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in Illinois. Currently, John is part of Northern Trust Securities, Inc, which operates out of Evergreen Park, Illinois. The firm has 20 offices and 75 employees. The firm manages assets totaling $1.0 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, and selection of other advisers. The fee structure at Northern Trust Securities, Inc includes asset-based, fixed, and commission-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Northern Trust Securities, Inc Brokerage Details
$1,026,259,255
75
2,110
$486,379
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
John Smith Work History
Northern Trust Securities, Inc
Northern Trust Bank
Price Technology
Ptr Inc
None
Merrill Lynch, Pierce, Fenner & Smith Inc
Disclosures
Please visit the SEC profile of John Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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