Brian
Pond
U.S. Bancorp Advisors, LLC
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About this Advisor
Brian Pond is a financial advisor based in Tempe, Arizona, working with U.S. Bancorp Advisors, LLC. Brian has previously held positions at Country Capital Management Company, Brice Evans Tax Service LLC, Pond Wealth Management LLC, Fidelity Brokerage Services LLC, Lpl Financial LLC, Unionbanc Investment Services LLC, Bank Of The West, Massmutual Life Insurance, Mml Investors Services, LLC, and Bancwest Investment Services, Inc. Brian has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in Arizona and California. Currently, Brian is part of U.S. Bancorp Advisors, LLC, which operates out of Tempe, Arizona. The firm has 203 offices and 238 employees. The firm manages assets totaling $1.4 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for institutional clients, and selection of other advisers. The fee structure at U.S. Bancorp Advisors, LLC includes asset-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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U.S. Bancorp Advisors, LLC Brokerage Details
$1,387,160,512
238
3,901
$355,591
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Brian Pond Work History
Lpl Financial LLC
Unionbanc Investment Services LLC
Bank Of The West
Bancwest Investment Services, Inc
Massmutual Life Insurance
Mml Investors Services, LLC
Fidelity Brokerage Services LLC
Country Capital Management Company
Brice Evans Tax Service LLC
Pond Wealth Management LLC
Disclosures
Please visit the SEC profile of Brian Pond to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at U.S. Bancorp Advisors, LLC
Ventura, CA
Monterey, CA
Tempe, AZ
Los Angeles, CA
Glendale, CA
Glendale, CA
Minneapolis, MN
Laguna Hills, CA
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