Brian
Pond
Bancwest Investment Services, Inc
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About this Advisor
Brian Pond is a financial advisor based out of Tempe, Arizona who has 4 years of relevant experience. Pond works at Bancwest Investment Services, Inc. Throughout their career, Pond has worked at Bank Of The West, Country Capital Management Company, Brice Evans Tax Service LLC, Pond Wealth Management LLC, Fidelity Brokerage Services LLC, Massmutual Life Insurance, Mml Investors Services, LLC and Bancwest Investment Services, Inc. Pond has Series 63 and Series 66 licenses, which qualify them as a securities agent, and can advise clients in Arizona, California, Illinois, Iowa, Kansas, Michigan, Missouri, Nebraska and Wisconsin. Bancwest Investment Services, Inc is a financial advisory company that has its headquarters in Omaha, NE. The investment advisory business has offices in 440 locations and a total of 369 employees. It has $2 billion in assets under management across its 9,062 accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm advises six charities and foundations. Of its 9,062 customer accounts, just 7% belong to high-net-worth individuals who have at least $1 million in investable assets. The advisory firm has a few services, such as portfolio management for individuals and small businesses, selection of other advisers and other services. Financial management fees typically are based on which services the firm provides the client. However, fee types charged by Bancwest Investment Services, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Bancwest Investment Services, Inc Brokerage Details
$2,024,253,748
369
9,062
$223,378
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Other
Brian Pond Work History
Brian has been registered as a financial advisor for 4 years.*
Bank Of The West
Bancwest Investment Services, Inc
Massmutual Life Insurance
Mml Investors Services, LLC
Fidelity Brokerage Services LLC
Country Capital Management Company
Brice Evans Tax Service LLC
Pond Wealth Management LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Brian Pond to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Bancwest Investment Services, Inc (Bwis)
Tempe, AZ
Tempe, AZ
St. Petersburg, FL
Tempe, AZ
Petaluma, CA
Tempe, AZ
Sacramento, CA
Tempe, AZ
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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