Francisco
Lopez
Unionbanc Investment Services, LLC
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About this Advisor
Francisco Lopez is a financial advisor operating in Ventura, California with a total of 7 years of relevant experience. Lopez is an advisor for Unionbanc Investment Services, LLC. During their career, Lopez has held roles at Bank Of America, N.A, Merrill Lynch, Pierce, Fenner & Smith Inc, Verizon Communications, Wellpoint Bluecross and Unionbanc Investment Services. Lopez has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and can serve investors in Arizona, California, New York and Texas. Unionbanc Investment Services, LLC is an advisory company based in Glendale, CA. The firm has offices in 203 locations and a total of 388 people on staff. It controls $2 billion in total assets between its 4,542 customer accounts, making it one of the largest firms in the United States by assets under management. The firm advises four charitable organizations. Of its 4,542 client accounts, just 8% are associated with high-net-worth individuals who have more than $1 million in investable assets. Unionbanc Investment Services, LLC has a set of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Financial management fee schedules usually are based on which services are provided. However, fee types billed by Unionbanc Investment Services, LLC typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Unionbanc Investment Services, LLC Brokerage Details
$1,473,263,990
388
4,542
$324,365
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Francisco Lopez Work History
Francisco has been registered as a financial advisor for 7 years.*
Unionbanc Investment Services
Bank Of America, N.A
Merrill Lynch, Pierce, Fenner & Smith Inc
Verizon Communications
Wellpoint Bluecross
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Francisco Lopez to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Unionbanc Investment Services, LLC
Tempe, AZ
Tempe, AZ
San Ramon, CA
Los Angeles, CA
Seattle, WA
Ventura, CA
Torrance, CA
San Diego, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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