Charles
Hopkins

Bancwest Investment Services, Inc

CRD#6346880
Investment Advisor
in Tempe, AZ

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About this Advisor

Charles Hopkins is a financial advisor based out of Tempe, Arizona with 5 years of relevant experience. Hopkins currently works for Bancwest Investment Services, Inc. Hopkins has gained experience at Merrill Lynch, Pierce, Fenner & Smith Inc, General Electric, Bank Of America, N.A, Bank Of The West and Bancwest Investment Services, Inc. Hopkins has a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in Arizona and California. Bancwest Investment Services, Inc is a financial advisory business operating out of Omaha, NE. It has offices in 440 locations and a total of 369 financial advisors. It has $2 billion in total assets between its 9,062 customer accounts, making it one of the largest investment advisory firms in the United States by assets under management. The firm provides services to six charities and foundations. Of its 9,062 client accounts, just 7% belong to high-net-worth individuals who have at least $1 million in assets available to invest. Bancwest Investment Services, Inc performs a set of services, such as portfolio management for individuals and small businesses, selection of other advisers and other services. Financial advisory fee schedules usually depend on which services the firm provides the client. However, fee types billed by Bancwest Investment Services, Inc typically consist of asset-based fees.

Certifications and Registrations

Series 66

Years Registered*

5 years

Services Offered

Portfolio management for individuals and/or small businesses, Selection of other advisers, Other

Fee Structure

Percentage of Assets

Office Location

1625 W Fountainhead Pkwy 9Th Flr
Tempe, AZ 85282

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Bancwest Investment Services, Inc Brokerage Details

Total Assets Under Management

$2,024,253,748

AZ Average: $1,978,216,465
Total Number of Employees

369

AZ Average: 226
Total Number of Accounts

9,062

AZ Average: 7,467
Average Account Size

$223,378

AZ Average: $264,928

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Other

Charles Hopkins Work History

Charles has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Bank Of The West

2018 - Present (6 years)

Bancwest Investment Services, Inc

2014 - 2018 (4 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2014 - 2018 (4 years)

Bank Of America, N.A

2007 - 2014 (7 years)

General Electric

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Charles Hopkins to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Bancwest Investment Services, Inc (Bwis)

Linda Dougherty
Petaluma, CA
Robb Molnar
Sacramento, CA
Lidia Leach
Fresno, CA
Jacob Somero
Tempe, AZ
Dale Malleck
Tempe, AZ
Todd Dunlap
Tempe, AZ
Ronald Fisher
Tempe, AZ
Julian Cruz
Stockton, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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