Charles
Walling

Triad Advisors LLC

CRD#6212742
Investment Advisor
in Scottsdale, AZ

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About this Advisor

Charles Walling is a financial advisor operating out of Scottsdale, Arizona, who has 7 years of industry experience. Walling works at Triad Advisors LLC. During their career, the advisor has held roles at Morgan Stanley, University Of Arizona, Wb Remodeling, Morgan Stanley Private Bank, National Association and Triad Advisors, Inc. Walling maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and can operate in Arizona. Triad Advisors LLC is a company headquartered in Peachtree Corners, GA. It has offices in 75 locations and a total of 1,629 employees. It handles $2 billion in assets under management across its 10,769 accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm advises four charities and foundations. Of its 10,769 customer accounts, just 6% are held by high-net-worth clients who have greater than $1 million in investable assets. Triad Advisors LLC offers a wide assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial advice usually vary depending on which services are provided. However, fees charged by Triad Advisors LLC can consist of any blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

9590 E Ironwood Square Dr Unit 101
Scottsdale, AZ 85258

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Triad Advisors LLC Brokerage Details

Total Assets Under Management

$2,248,734,411

AZ Average: $3,570,121,308
Total Number of Employees

1,629

AZ Average: 58
Total Number of Accounts

10,769

AZ Average: 1,608
Average Account Size

$208,816

AZ Average: $2,220,225

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Charles Walling Work History

Charles has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Triad Advisors, Inc

2015 - 2016 (1 year)

Morgan Stanley Private Bank, National Association

2014 - 2016 (2 years)

Morgan Stanley

2013 - 2013 (< 1 year)

Morgan Stanley

2012 - 2013 (1 year)

University Of Arizona

2012 - 2013 (1 year)

Wb Remodeling

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Charles Walling to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Triad Advisors, LLC

Jeremy Newton
Peachtree Corners, GA
Donna Litty
Peachtree Corners, GA
Anietie Ijoma
Peachtree Corners, GA
Timothy Sperling
Scottsdale, AZ
Charles Walling
Scottsdale, AZ
Alex Lewellyn
Medford, OR
Allison Schaberg
Sugar Land, TX
Kristen Tricarico
Clear Water, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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