Casey
Arundel

Ubs Financial Services Inc

CRD#4925418
Investment Advisor
in Atlanta, GA

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About this Advisor

Casey Arundel is an investment advisor in Atlanta, Georgia. Currently an investment advisor at Ubs Financial Services Inc, Arundel has nine years of practice in the financial advisory industry. Arundel has a Series 66 license, certifying the advisor as both a securities agent and an investment advisor representative. Arundel is registered to work with investors in Georgia and Texas. Their career trajectory has included roles at Morgan Stanley, Cardlytics, Merrill Lynch, Pierce, Fenner & Smith Inc, Lpl Financial LLC, Bank Of America N.A and Ubs Financial Services Inc. Ubs Financial Services Inc is based out of Atlanta, Georgia, and has 369 other brick-and-mortar locations across the nation. In aggregate, Ubs Financial Services Inc manages $496 billion in assets dispersed across 957,738 accounts and employs more than 13,335 people. The level of assets currently under the firm's management makes it one of the biggest investment advisory firms in the nation. The firm manages 500,077 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 56% of the investment firm's investors are high-net-worth individuals, meaning they have greater than $1 million in assets. Ubs Financial Services Inc provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm may charge clients asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

Yes

Office Location

3455 Peachtree Rd. Ne
Atlanta, GA 30326

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,034,949,376

GA Average: $10,121,009,343
Total Number of Employees

13,335

GA Average: 92
Total Number of Accounts

957,738

GA Average: 6,978
Average Account Size

$517,923

GA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Casey Arundel Work History

Casey has 10 years of experience.

2015 - Present (5 years)

Ubs Financial Services Inc

2014 - 2014 (< 1 year)

Merrill Lynch, Pierce, Fenner & Smith Inc

2014 - 2015 (1 year)

Bank Of America N.A

2013 - 2013 (< 1 year)

Morgan Stanley

2013 - 2014 (1 year)

Lpl Financial LLC

2010 - 2013 (3 years)

Cardlytics

Disclosures

Casey Arundel has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Christopher Albanese
Weehawken, NJ
Evan Goldfarb
Weehawken, NJ
Laurens Cook
New York, NY
Michael Idy
West Palm Beach, FL
Catherine L. Smith
Portland, ME
Richard Henningsen
Anchorage, AK
Thomas Jenkins
Houston, TX
Patrick Mcgrady
Weehawken, NJ

This content was compiled from the SEC and FINRA.

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