Ubs Financial Services Inc

Investment Advisor
in Atlanta, GA

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About this Advisor

Casey Arundel is an advisor whose office is in Atlanta, Georgia. Currently a registered advisor with Ubs Financial Services Inc, they have accrued 10 years of practice in the financial advisory industry. Arundel has a Series 66 license, designating the advisor as both a securities agent and an investment advisor representative. Arundel can work with customers in Georgia and Texas. During their career, the advisor has held roles at Morgan Stanley, Cardlytics, Merrill Lynch, Pierce, Fenner & Smith Inc, Lpl Financial LLC, Bank Of America N.A and Ubs Financial Services Inc. Ubs Financial Services Inc is headquartered in Atlanta, Georgia, and operates out of 369 additional brick-and-mortar locations in the United States. In total, Ubs Financial Services Inc oversees $591 billion in assets across 975,301 accounts and retains more than 15,605 people. The level of assets currently under the firm's management places it among the largest financial advisory firms in the country. The firm manages 522,287 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 58% of the investment firm's clients are high-net-worth individuals, meaning they have over $1 million in capital. Ubs Financial Services Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm may charge clients asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others



Office Location

3560 Lenox Road Ne 28Th Floor
Atlanta, GA 30326

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management


GA Average: $10,121,009,343
Total Number of Employees


GA Average: 92
Total Number of Accounts


GA Average: 6,978
Average Account Size


GA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Casey Arundel Work History

Casey has 10 years of experience.

2015 - Present (6 years)

Ubs Financial Services Inc

2014 - 2014 (< 1 year)

Merrill Lynch, Pierce, Fenner & Smith Inc

2014 - 2015 (1 year)

Bank Of America N.A

2013 - 2013 (< 1 year)

Morgan Stanley

2013 - 2014 (1 year)

Lpl Financial LLC

2010 - 2013 (3 years)



Casey Arundel has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Lucille Denos
San Mateo, CA
Edward Persia
Houston, TX
Jacklyn Raymonda
Rochester, NY
Brian Mojica
Jacksonville, FL
Alex Elmore
Atlanta, GA
Marzena Hrebenko
New York, NY
Kurt Nielsen
Denver, CO

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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