David
Banen
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
David Banen is a financial advisor based in Chandler, Arizona, working with Merrill Lynch, Pierce, Fenner & Smith Inc. David has previously held positions at The Vanguard Group, Inc, Harkins Theatres, Ring, Godaddy.Com, King Insulation, Target Corporation, Bourbon.Fn, Scottsdale Community College, Arizona State University, and Merrill Lynch, Pierce, Fenner & Smith Inc. David has passed the Series 66 regulatory exam and is registered to provide services in California and Texas. Currently, David is part of Merrill Lynch, Pierce, Fenner & Smith Inc, which operates out of Chandler, Arizona. The firm has 3,542 offices and 34,934 employees. The firm manages assets totaling $1.3 trillion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Merrill Lynch, Pierce, Fenner & Smith Inc includes asset-based, fixed, and commission-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,271,593,679,276
34,934
2,911,578
$436,737
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
David Banen Work History
Merrill Lynch, Pierce, Fenner & Smith Inc
The Vanguard Group, Inc
Ring
Godaddy.Com
King Insulation
Target Corporation
Harkins Theatres
Harkins Theatres
Bourbon.Fn
Arizona State University
Scottsdale Community College
Harkins Theatres
Disclosures
Please visit the SEC profile of David Banen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc
Scottsdale, AZ
Columbus, OH
Towson, MD
Saint Paul, MN
Redding, CA
Pasadena, CA
Bethesda, MD
Dallas, TX
The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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