Guy
Austin

Pfg Advisors

CRD#5192959
Investment Advisor
in Mesa, AZ

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About this Advisor

Guy Austin is a certified financial planner based out of Mesa, Arizona with a total of 8 years of relevant experience. Austin is on the advisory team at Pfg Advisors. Over the course of their career, Austin has held roles at Edward Jones, Lpl Financial LLC, Truwest Credit Union-Az and Securities America Inc. Austin maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to serve investors in Arizona and Texas. Pfg Advisors is an advisory company operating out of Phoenix, AZ. It has offices in 129 locations and a total of 94 advisors. It administers $2 billion in assets among its 9,045 customer accounts, making it one of the largest firms in the nation by assets under management. Of its 9,045 client accounts, just 10% are associated with high-net-worth investors who have at least $1 million in assets. Pfg Advisors performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. Fees charged by financial advisors depend on the type of services offered. However, fee types charged by Pfg Advisors likely include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Years Registered*

8 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

6550 E Superstition Springs Bl
Mesa, AZ 85206

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Pfg Advisors Brokerage Details

Total Assets Under Management

$1,835,590,579

AZ Average: $1,555,372,352
Total Number of Employees

94

AZ Average: 37
Total Number of Accounts

9,045

AZ Average: 1,370
Average Account Size

$202,940

AZ Average: $1,135,308

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers

Guy Austin Work History

Guy has been registered as a financial advisor for 8 years.*

2017 - Present (7 years)

Securities America Inc

2015 - Present (9 years)

Lpl Financial LLC

2015 - Present (9 years)

Truwest Credit Union-Az

2009 - 2015 (6 years)

Edward Jones

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Guy Austin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Pfg Advisors

Heather Metcalf
Springfield, OR
Heather Schara
Albuquerque, NM
Blake Rorbach
Scottsdale, AZ
James Merkel
Tucson, AZ
John Griffith
Eugene, OR
Kyle Johnson
San Diego, CA
William Batie
Albuquerque, NM
Viviana Bigolin
Portland, OR

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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