Joanne
Tortolano

Cwm, LLC

CRD#6680577
Investment Advisor
in Yuma, AZ

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About this Advisor

Joanne Tortolano is an advisor whose office is in Yuma, Arizona. Currently a registered advisor with Cwm, LLC, they have accrued a notable 24 years of professional experience. Tortolano maintains Series 65 and Series 63 licenses, certifying them as both a securities agent and an investment advisor representative. Tortolano is registered to act as an advisor based out of Arizona and Texas. Over the course of their career, they have held roles at Dartmouth College, John W. Durkee Cpa Pc, Lpl Financial, LLC, Cwm, LLC, Wadsworth & Hansen, Financial Planners and Private Advisor Group, LLC. Cwm, LLC is headquartered in Yuma, Arizona, and has 123 additional offices in the nation. As a company, Cwm, LLC manages $12 billion in assets throughout 58,973 client accounts and employs more than 424 people. The amount of assets the firm manages makes it one of the largest financial advisory firms in the country. The firm manages 58,932 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 15% of the advisor firm's customers are high-net-worth individuals, meaning they have more than $1 million in assets. Cwm, LLC offers financial planning services, portfolio management for individuals and small businesses, selection of other advisers and other services. The firm's fees may include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 65, Series 63

Years of Experience

24 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

182 E 16Th St. Suite D
Yuma, AZ 85364

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Cwm, LLC Brokerage Details

Total Assets Under Management

$11,897,043,072

AZ Average: $1,978,216,465
Total Number of Employees

424

AZ Average: 226
Total Number of Accounts

58,973

AZ Average: 7,467
Average Account Size

$201,737

AZ Average: $264,928

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Other

Joanne Tortolano Work History

Joanne has 24 years of experience.

2019 - Present (2 years)

Cwm, LLC

2018 - 2019 (1 year)

Lpl Financial, LLC

2018 - 2019 (1 year)

Private Advisor Group, LLC

2016 - 2018 (2 years)

Wadsworth & Hansen, Financial Planners

2001 - 2016 (15 years)

Dartmouth College

1996 - 2018 (22 years)

John W. Durkee Cpa Pc

Disclosures

Joanne Tortolano has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Cwm, LLC

Sonu Varghese
Omaha, NE
Tammy Rasplicka
Omaha, NE
Patrick Healy
Norwell, MA
Jonathan Mullins
Johnson City, TN
Robert Papa
Franklin Lakes, NJ
Christopher Schuler
Green Bay, WI
Breanne Vugteveen
Grand Rapids, MI
Jaclyn Hissick
Milldale, CT

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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