Kevin
Shorts
Tribeca Financial, LLC
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About this Advisor
Kevin Shorts is a financial advisor working in Mesa, Arizona who has 11 years of industry experience. Shorts is an employee of Tribeca Financial, LLC. They have spent their complete time as a financial advisor at Tribeca Financial, Llc. Shorts holds a Series 65 license, designating them as an investment advisor representative, and is registered to operate in Arizona and Texas. Tribeca Financial, LLC is a financial advisory firm operating out of Mesa, AZ. The firm has offices in two locations and just five employees. It administers $145 million in assets among its 469 client accounts, placing it among the mid-sized firms in the United States by assets under management. The firm provides services to one charities and foundations. Of its 469 customer accounts, 19% belong to high-net-worth individuals who have greater than $1 million in assets available to invest. The company performs a set of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients and other services. Financial advisory fees are based on which services the firm provides the client. Fee types billed by Tribeca Financial, LLC likely are comprised of some combination of asset-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Tribeca Financial, LLC Brokerage Details
$144,845,722
5
469
$308,839
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Other
Kevin Shorts Work History
Kevin has been registered as a financial advisor for 11 years.*
Tribeca Financial, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Kevin Shorts to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Tribeca Financial, LLC
Mesa, AZ
Mesa, AZ
Mesa, AZ
Mesa, AZ
Phoenix, AZ
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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