Richard
Siegel

Arq Wealth Advisors, LLC

CRD#2857109
Investment Advisor
in Scottsdale, AZ

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About this Advisor

Richard Siegel is a certified financial planner who works out of Scottsdale, Arizona. Currently an advisor at Arq Wealth Advisors, LLC, Siegel has 11 years of experience in the financial advisory industry. Siegel maintains Series 63 and Series 66 licenses, certifying the advisor as a securities agent. Siegel is registered to act as a financial advisor based out of Arizona. Siegel has spent their whole career at Arq Wealth Advisors, LLC. Arq Wealth Advisors, LLC is headquartered in Scottsdale, Arizona. As a company, Arq Wealth Advisors, LLC manages $247 million in assets covering 791 accounts and employs seven staff members. The firm's total assets under management places it among the mid-sized financial advisory firms in the nation. The firm manages 785 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 29% of the investment firm's clients are high-net-worth individuals, meaning they have more than $1 million in assets. Arq Wealth Advisors, LLC provides financial planning services, portfolio management for individuals and small businesses and portfolio management for institutional clients. The firm may charge clients asset-based fees.

Certifications and Registrations

Series 63, Series 66, Certified Financial Planner

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets

Disclosures

No

Office Location

14500 N. Northsight Blvd, Ste 200
Scottsdale, AZ 85260

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Arq Wealth Advisors, LLC Brokerage Details

Total Assets Under Management

$246,594,100

AZ Average: $1,555,372,352
Total Number of Employees

7

AZ Average: 37
Total Number of Accounts

791

AZ Average: 1,370
Average Account Size

$311,750

AZ Average: $1,135,308

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients

Richard Siegel Work History

Richard has 12 years of experience.

2008 - Present (12 years)

Arq Wealth Advisors, LLC

Disclosures

Richard Siegel has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Arq Wealth Advisors, LLC

Joseph Gilligan
Scottsdale, AZ
Richard Siegel
Scottsdale, AZ
Gregory Yocum
Scottsdale, AZ
Samuel Castaneda
Scottsdale, AZ
James Robinson
Scottsdale, AZ
John Remm
Scottsdale, AZ

This content was compiled from the SEC and FINRA.

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