Steven
Mallory

Delta Investment Management, LLC

CRD#7028370
Investment Advisor
in Scottsdale, AZ

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About this Advisor

Steven Mallory is a financial advisor based in Scottsdale, Arizona with a total of 4 years of relevant experience. Mallory is currently employed by Delta Investment Management, LLC. Over the course of their career, Mallory has held roles at Brookstone Capital Management LLC, Ura Group Az L.L.C, Round Hill Country Club, Scott Gaertner Group, Terravita Golf Club and Delta Investment Management, Inc. Mallory holds a Series 65 license, which qualifies them as an investment advisor representative, and is approved to advise clients in Arizona and Texas. Delta Investment Management, LLC is a registered investment firm based out of San Francisco, CA. It has offices in 10 locations and a total of 24 people on staff. It controls $532 million in assets under management between its 1,978 accounts, making it one of the larger financial advisory firms in the United States by assets under management. Of its 1,978 client accounts, just 9% are associated with high-net-worth individuals who have greater than $1 million in assets. Delta Investment Management, LLC performs a few services, such as financial planning services and portfolio management for individuals and small businesses. Financial advisory fees largely are based on the financial services offered. Fee types charged by Delta Investment Management, LLC typically consist of asset-based fees.

Certifications and Registrations

Series 65

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets

Office Location

14300 N. Northsight Boulevard Suite 122
Scottsdale, AZ 85260

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Delta Investment Management, LLC Brokerage Details

Total Assets Under Management

$531,721,525

AZ Average: $7,578,581,321
Total Number of Employees

24

AZ Average: 43
Total Number of Accounts

1,978

AZ Average: 3,727
Average Account Size

$268,818

AZ Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

Steven Mallory Work History

Steven has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Delta Investment Management, Inc

2017 - Present (7 years)

Ura Group Az L.L.C

2018 - 2019 (1 year)

Brookstone Capital Management LLC

2016 - 2017 (1 year)

Round Hill Country Club

2013 - 2015 (2 years)

Scott Gaertner Group

2000 - 2013 (13 years)

Terravita Golf Club

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Steven Mallory to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Delta Investment Management, LLC

James Pritchard
Durango, CO
Michael Kress
San Francisco, CA
Daniel Young
San Francisco, CA
Jason Rheinfelder
Prescott, AZ
Hardeep Singh
San Francisco, CA
Mary Fendig
Greenville, SC
Kyler Hasson
San Francisco, CA
Darren Vilardo
Prescott, AZ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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