Tiffany
Lum
Pfg Advisors
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About this Advisor
Tiffany Lum is a certified financial planner operating in Peoria, Arizona, who has 5 years of industry experience. Lum currently works for Pfg Advisors. Their career trajectory has included roles at Cue Financial Group Inc, Teal Tax Services LLC, Foothill Securities, Inc, Teal Financial Services LLC, Securities America, Inc and Pfg Advisors-Ria. Lum maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is approved to advise clients in Arizona and California. Pfg Advisors is an advisory business operating out of Phoenix, AZ. The investment advisory business has offices in 129 locations and a total of 94 advisors. It controls $2 billion in assets between its 9,045 customer accounts, placing it among the biggest financial advisory firms in the nation by assets under management. Of its 9,045 client accounts, just 10% are associated with high-net-worth individuals who have at least $1 million in assets. Pfg Advisors offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. Fees for financial management typically are based on which services the firm provides the client. Fee types billed by Pfg Advisors can be comprised of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Pfg Advisors Brokerage Details
$1,835,590,579
94
9,045
$202,940
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
Tiffany Lum Work History
Tiffany has been registered as a financial advisor for 5 years.*
Pfg Advisors-Ria
Securities America, Inc
Teal Financial Services LLC
Teal Tax Services LLC
Cue Financial Group Inc
Cue Financial Group Inc
Foothill Securities, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Tiffany Lum to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Pfg Advisors
Scottsdale, AZ
Springfield, OR
Tucson, AZ
Albuquerque, NM
San Diego, CA
Eugene, OR
Albuquerque, NM
San Diego, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
