Clayton
James

Stephens Group Asset Management, LLC

CRD#3141669
Investment Advisor
in Little Rock, AR

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About this Advisor

Clayton James is a financial advisor who works out of Little Rock, Arkansas who has 4 years of relevant experience. James is an advisor for Stephens Group Asset Management, LLC. Their career trajectory has included roles at Stephens Group Asset Management, LLC and Stephens Inc. James holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to work in Arkansas and Texas. Stephens Group Asset Management, LLC is a registered investment firm operating out of Little Rock, AR. It handles $1 billion in assets among its 356 client accounts, placing it among the larger firms in the country by assets under management. The firm serves seven charities and foundations. Of its 356 accounts, 55% are associated with high-net-worth clients who have at least $1 million in assets. Stephens Group Asset Management, LLC performs a set of services, such as portfolio management for individuals and small businesses and portfolio management for institutional clients. Fees charged by financial advisors largely depend on which services the firm provides the client. Fees billed by Stephens Group Asset Management, LLC typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

4 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets

Office Location

100 River Bluff Drive Suite 220
Little Rock, AR 72202-2215

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Stephens Group Asset Management, LLC Brokerage Details

Total Assets Under Management

$1,008,440,028

AR Average: $880,205,985
Total Number of Employees

4

AR Average: 42
Total Number of Accounts

356

AR Average: 1,714
Average Account Size

$2,832,697

AR Average: $513,539

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients

Clayton James Work History

Clayton has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Stephens Group Asset Management, LLC

2000 - 2019 (19 years)

Stephens Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Clayton James to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Stephens Group Asset Management, LLC

Hayden Henry
Little Rock, AR
Clayton James
Little Rock, AR
Alan Tedford
Little Rock, AR
William Tedford
Little Rock, AR

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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