Stuart
Swan
Sowell Management
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About this Advisor
Stuart Swan is a financial advisor based in North Little Rock, Arkansas with 1 year of relevant experience. Swan is an employee of Sowell Management. Throughout their career, Swan has worked at Usmc, Reserves, Concert Wealth Management, Inc, Sowell Management, Sapphire Wealth Management, LLC and Candidacy For U.S. House Georgia'S 10Th Congressional Dist. Swan has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can serve investors in Georgia. Sowell Management is a financial advisory firm operating out of North Little Rock, AR. The company has offices in 55 locations and a total of 122 people on staff. It manages $3 billion in assets between its 12,450 accounts, placing it among the largest investment advisory firms in the United States by assets under management. The firm provides services to 18 charities and foundations. Of its 12,450 client accounts, just 4% belong to high-net-worth individuals who have at least $1 million in investable assets. Sowell Management has a few services, such as financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Fees for financial management largely vary depending on the type of services provided. Fees billed by Sowell Management most likely include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Sowell Management Brokerage Details
$2,809,119,381
122
12,450
$225,632
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Stuart Swan Work History
Stuart has been registered as a financial advisor for 1 years.*
Sapphire Wealth Management, LLC
Sowell Management
Candidacy For U.S. House Georgia'S 10Th Congressional Dist
Sowell Management
Concert Wealth Management, Inc
Sapphire Wealth Management, LLC
Usmc, Reserves
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Stuart Swan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Sowell Management
Little Rock, AR
North Little Rock, AR
North Little Rock, AR
Houston, TX
Chattanooga, TN
Gig Harbor, WA
Little Rock, AR
Watkinsville, GA
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