Thomas
Knight

Sowell Management

CRD#4836836
Investment Advisor
in North Little Rock, AR

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About this Advisor

Thomas Knight is a certified financial planner operating out of North Little Rock, Arkansas with 6 years of relevant experience. Knight currently works for Sowell Management. During their career, the advisor has held roles at Ameriprise Financial Services, Inc, Purshe Kaplan Sterling Investments, Kernodle & Katon Asset Management, Sowell Management Services, Veritas Independent Partners and Legacy Capital Group. Knight holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to operate in Arkansas. Sowell Management is a firm that has its headquarters in North Little Rock, AR. The investment advisory business has offices in 55 locations and a total of 122 advisors. It administers $3 billion in assets between its 12,450 accounts, placing it among the largest firms in the nation by assets under management. The firm advises 18 charities and foundations. Of its 12,450 accounts, just 4% are held by high-net-worth individuals who have greater than $1 million in assets. The firm provides a few services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Fees charged by financial advisors typically are based on which service is provided. Fee types billed by Sowell Management may include some combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

5320 Northshore Drive
North Little Rock, AR 72118

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Sowell Management Brokerage Details

Total Assets Under Management

$2,809,119,381

AR Average: $880,205,985
Total Number of Employees

122

AR Average: 42
Total Number of Accounts

12,450

AR Average: 1,714
Average Account Size

$225,632

AR Average: $513,539

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Thomas Knight Work History

Thomas has been registered as a financial advisor for 6 years.*

2018 - Present (6 years)

Veritas Independent Partners

2017 - Present (7 years)

Sowell Management Services

2016 - 2017 (1 year)

Purshe Kaplan Sterling Investments

2016 - 2017 (1 year)

Kernodle & Katon Asset Management

2015 - 2016 (1 year)

Ameriprise Financial Services, Inc

2012 - 2015 (3 years)

Legacy Capital Group

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Thomas Knight to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Sowell Management

Jessica Poynter
Little Rock, AR
Stephen Carter
Houston, TX
Larry Mccorkell
North Little Rock, AR
Miki Morrow
North Little Rock, AR
Thomas Knight
North Little Rock, AR
Lori Hall
Woodridge, IL
Matthew Mccoy
Chattanooga, TN
John Stophel
Chattanooga, TN

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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