Adam
Gallegos

The Foundation Investment Group

CRD#4444399
Investment Advisor
in Lafayette, CA

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About this Advisor

Adam Gallegos is a financial advisor based in Lafayette, California with 1 year of relevant experience. Gallegos is currently employed by The Foundation Investment Group. Over the course of their career, Gallegos has held roles at Altegris Investments, Carey Financial, LLC, Commonwealth Financial Network, International Assets Advisory, LLC, Global Assets Advisory, LLC, Fig Wealth, LLC and Chauner Securities, Inc. Gallegos holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can advise clients in California and Texas. The Foundation Investment Group is a registered investment company based in Lafayette, CA. It has offices in two locations and a total of seven financial advisors. It controls $241 million in total assets among its 614 customer accounts, placing it among the mid-sized financial advisory firms in the country by assets under management. Of its 614 accounts, 71% are associated with high-net-worth investors who have more than $1 million in assets. The business performs a few services, including portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. A financial advisor's fees usually vary depending on the services offered. However, fee types billed by The Foundation Investment Group most likely include any combination of asset-based and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

3466 Mt. Diablo Blvd. Suite C-201
Lafayette, CA 94549

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The Foundation Investment Group Brokerage Details

Total Assets Under Management

$240,926,634

CA Average: $7,578,581,321
Total Number of Employees

7

CA Average: 43
Total Number of Accounts

614

CA Average: 3,727
Average Account Size

$392,389

CA Average: $2,033,427

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Adam Gallegos Work History

Adam has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Fig Wealth, LLC

2022 - Present (2 years)

Chauner Securities, Inc

2021 - 2022 (1 year)

International Assets Advisory, LLC

2021 - 2022 (1 year)

Global Assets Advisory, LLC

2017 - 2021 (4 years)

Commonwealth Financial Network

2016 - 2017 (1 year)

Carey Financial, LLC

2009 - 2016 (7 years)

Altegris Investments

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Adam Gallegos to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at The Foundation Investment Group

Adam Gallegos
Lafayette, CA
Gregory Partalis
Lafayette, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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