Adam
Morgens

Stifel, Nicolaus & Company, Inc

CRD#4572668
Investment Advisor
in Los Angeles, CA
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About this Advisor

Adam Morgens is an investment advisor who works out of Los Angeles, California. Currently a registered investment advisor at Stifel, Nicolaus & Company, Inc, Morgens has 14 years of work experience in the financial advisory industry. Morgens holds a Series 66 license, designating them as both a securities agent and an investment advisor representative. Morgens is able to serve investors based out of California and Texas. Their career trajectory has included roles at Unionbanc Investment Services, LLC, Barclays Capital Inc and Stifel, Nicolaus & Company, Inc. Stifel, Nicolaus & Company, Inc is based out of Los Angeles, California, and operates out of 362 additional locations in the nation. Overall, Stifel, Nicolaus & Company, Inc manages $72 billion in assets throughout 188,394 accounts and retains more than 5,570 people. The level of assets currently under the firm's management places it among the biggest financial advisory firms in the United States. The firm manages 123,069 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 24% of the advisor firm's investors are high-net-worth individuals, meaning they have more than $1 million in investable assets. Stifel, Nicolaus & Company, Inc offers portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. The firm's fees may include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66, Chartered Financial Analyst

Years of Experience

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

2121 Avenue Of The Stars (Fox Plaza) Suite 2100
Los Angeles, CA 90024

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$74,649,055,670

CA Average: $11,469,110,461
Total Number of Employees

5,746

CA Average: 458
Total Number of Accounts

216,315

CA Average: 33,415
Average Account Size

$345,094

CA Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Adam Morgens Work History

Adam has 14 years of experience.

2015 - Present (4 years)

Stifel, Nicolaus & Company, Inc

2013 - Present (6 years)

Barclays Capital Inc

2004 - 2013 (9 years)

Unionbanc Investment Services, LLC

Disclosures

Adam Morgens has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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