Alexander
Butters
Pks Advisory Services, LLC
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About this Advisor
Alexander Butters is a financial advisor based in Santa Monica, California who has 7 years of relevant experience. Butters works at Pks Advisory Services, LLC. Their career trajectory has included roles at Nations Financial Group, Inc, National Planning Corporation, Purshe Kaplan Sterling Investments, Advanced Regulatory Compliance and Pks Advisory Services, LLC. Butters holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to work in California. Pks Advisory Services, LLC is a company based out of Albany, NY. It has offices in 15 locations and a total of 46 financial advisors. It administers $725 million in total assets across its 4,410 accounts, placing it among the larger financial advisory firms in the country by assets under management. Of its 4,410 accounts, just 2% are held by high-net-worth individuals who have more than $1 million in assets. Pks Advisory Services, LLC has a broad set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees charged by financial advisors typically are based on which service is provided. However, fees charged by Pks Advisory Services, LLC can consist of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Pks Advisory Services, LLC Brokerage Details
$725,246,094
46
4,410
$164,455
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Alexander Butters Work History
Alexander has been registered as a financial advisor for 7 years.*
Purshe Kaplan Sterling Investments
Advanced Regulatory Compliance
Pks Advisory Services, LLC
National Planning Corporation
Nations Financial Group, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Alexander Butters to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Pks Advisory Services, LLC
Santa Monica, CA
Los Angeles, CA
Albany, NY
Albany, NY
Albany, NY
Albany, NY
Albany, NY
Spring, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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