Anna
Hauck

Stifel, Nicolaus & Company, Inc

CRD#5170909
Investment Advisor
in Newport Beach, CA

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About this Advisor

Anna Hauck is a financial advisor based out of Newport Beach, California, who has been in the financial industry for 10 years. Hauck currently works for Stifel, Nicolaus & Company, Inc. The advisor has gained experience at Merrill Lynch, Pierce, Fenner & Smith Inc and Stifel Nicolaus & Co Inc. Hauck maintains Series 63 and Series 66 licenses, certifying them as a securities representative, and is approved to operate in California. Stifel, Nicolaus & Company, Inc is an advisory company that has its headquarters in Newport Beach, California. It has offices in 434 locations and a total of 6,384 financial advisors. It oversees $149 billion in total assets across its 316,625 accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm serves 1,274 charities and foundations. Of its 316,625 customer accounts, 27% are associated with high-net-worth investors who have greater than $1 million in assets available to invest. Stifel, Nicolaus & Company, Inc offers a wide array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors typically vary depending on which service is offered. However, fees charged by Stifel, Nicolaus & Company, Inc can be comprised of some blend of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

520 Newport Center Drive Suite 1500
Newport Beach, CA 92660

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$148,561,390,277

CA Average: $11,469,110,461
Total Number of Employees

6,384

CA Average: 458
Total Number of Accounts

316,625

CA Average: 33,415
Average Account Size

$469,203

CA Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Anna Hauck Work History

Anna has 10 years of experience.

2020 - Present (2 years)

Stifel Nicolaus & Co Inc

2012 - 2020 (8 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

Disclosures

Anna Hauck has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
John Bush
Bakersfield, CA
John Lawrence
Southport, NC
Thomas Mcdonnell
New York, NY
Aislinn Baker
Bellevue, WA
Marni Menden
San Juan Capistrano, CA
John Mayer
Bismarck, ND
Benjamin Hammes
Overland Park, KS

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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