Arthur
Swalley

Arlington Financial Advisors, LLC

CRD#2065991
Investment Advisor
in Santa Barbara, CA

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About this Advisor

Arthur Swalley is a financial advisor based in Santa Barbara, California with 7 years of relevant experience. Swalley works at Arlington Financial Advisors, LLC. Over the course of their career, they have held roles at Wells Fargo Advisors Financial Network LLC, Arlington Financial Advisors, LLC and Purshe Kaplan Sterling Investments. Swalley maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can work in California. Arlington Financial Advisors, LLC is a company headquartered in Santa Barbara, CA. It manages $741 million in total assets among its 1,627 client accounts, placing it among the bigger financial advisory firms in the country by assets under management. Of its 1,627 client accounts, 86% belong to high-net-worth clients who have at least $1 million in assets. The business provides a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. A financial advisor's fee schedules usually vary depending on which services the firm provides the client. However, fee types billed by Arlington Financial Advisors, LLC can include any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

100 E. De La Guerra St
Santa Barbara, CA 93101

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Arlington Financial Advisors, LLC Brokerage Details

Total Assets Under Management

$740,660,000

CA Average: $7,578,581,321
Total Number of Employees

10

CA Average: 43
Total Number of Accounts

1,627

CA Average: 3,727
Average Account Size

$455,230

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers

Arthur Swalley Work History

Arthur has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Arlington Financial Advisors, LLC

2016 - 2019 (3 years)

Purshe Kaplan Sterling Investments

2010 - 2016 (6 years)

Wells Fargo Advisors Financial Network LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Arthur Swalley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Arlington Financial Advisors, LLC

Joseph Weiland
Santa Barbara, CA
Dianne Duva
Santa Barbara, CA
Richard Hughes
Santa Barbara, CA
John Lorenz
Santa Barbara, CA
Cody Makela
Santa Barbara, CA
Arthur Swalley
Santa Barbara, CA
Stephen Wheeler
Santa Barbara, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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