Broc
Wavra

Valley Wealth Strategies, LLC

CRD#4785221
Investment Advisor
in Brawley, CA

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About this Advisor

Broc Wavra is a financial advisor based in Brawley, California, working with Valley Wealth Strategies, LLC. Broc has previously held positions at Zuk Financial Group, National Planning Corporation, Valley Wealth Strategies, LLC, and Lpl Financial LLC. Broc has passed the Series 66 regulatory exam and is registered to provide services in California. Currently, Broc is part of Valley Wealth Strategies, LLC, which operates out of Brawley, California. The firm has 21 offices and 30 employees. The firm manages assets totaling $1.0 billion and serves high-net-worth clients. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. The fee structure at Valley Wealth Strategies, LLC includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

560 N 8Th St Suite D
Brawley, CA 92227

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Valley Wealth Strategies, LLC Brokerage Details

Total Assets Under Management

$1,021,500,000

CA Average: $7,578,581,321
Total Number of Employees

30

CA Average: 43
Total Number of Accounts

4,110

CA Average: 3,727
Average Account Size

$248,540

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Broc Wavra Work History

2017 - Present (7 years)

Valley Wealth Strategies, LLC

2017 - Present (7 years)

Lpl Financial LLC

2011 - Present (13 years)

Zuk Financial Group

2011 - 2017 (6 years)

National Planning Corporation

Disclosures

Please visit the SEC profile of Broc Wavra to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Valley Wealth Strategies, LLC

Eric Hughes
Sunnyvale, CA
Cherie Wang
Placentia, CA
Joshua Schefers
Walnut Creek, CA
Caleb Sasson
Menlo Park, CA
Broc Wavra
Brawley, CA
Nicole Kikugawa
Sonora, CA
George Tarwater
Yuba City, CA
Daniel Raymond
Lodi, CA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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