Catherine
Cheung
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Catherine Cheung is a financial advisor based out of Irvine, California who has 3 years of relevant experience. Cheung is currently employed by Merrill Lynch, Pierce, Fenner & Smith Inc. Throughout their career, Cheung has worked at Merrill Lynch, Pierce, Fenner & Smith Inc, University Of California, Los Angeles, San Mateo Union High School District, Skyline College, Greg Conlon For Us Senate, University Of California, Santa Barbara, Momentum Chevrolet, Jack'S Restaurant And Bar, Mills High School, Yogurtland, Taylor Middle School; Mills High School and Bank Of America, N.A. Cheung holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and can serve investors in California and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a firm based out of New York, NY. The company has offices in 3,372 locations and a total of 36,687 people on staff. It has $1 trillion in assets under management between its 2,864,234 customer accounts, placing it among the largest firms in the United States by assets under management. The firm provides financial advice to 4,459 charities and foundations. Of its 2,864,234 client accounts, 23% are associated with high-net-worth clients who have greater than $1 million in investable assets. Merrill Lynch, Pierce, Fenner & Smith Inc performs a broad array of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors typically vary depending on which services are offered. Fee types charged by Merrill Lynch, Pierce, Fenner & Smith Inc can include asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,093,689,238,206
36,687
2,864,234
$381,844
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Catherine Cheung Work History
Catherine has been registered as a financial advisor for 3 years.*
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
University Of California, Los Angeles
San Mateo Union High School District
Skyline College
Greg Conlon For Us Senate
University Of California, Santa Barbara
Momentum Chevrolet
University Of California, Santa Barbara
Jack'S Restaurant And Bar
Mills High School
Yogurtland
Taylor Middle School; Mills High School
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Catherine Cheung to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
