Chen
Chen

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#6767132
Investment Advisor
in Arcadia, CA
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About this Advisor

Chen Chen is a financial advisor based out of Arcadia, California, with 11 years of work experience. Chen is on the advisory team at Merrill Lynch, Pierce, Fenner & Smith Inc. Their career trajectory has included roles at Bank Of America, N.A, Cal State East Bay and Merrill Lynch, Pierce, Fenner & Smith Inc. Chen has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and can work in California and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a registered investment firm that has its headquarters in Arcadia, California. The company has offices in 2,958 locations and a total of 40,146 advisors. It handles $820 billion in total assets across its 2,272,151 accounts, making it one of the biggest firms in the nation by assets under management. The firm provides services to 4,667 charitable organizations. Of its 2,272,151 customer accounts, just 3% are associated with high-net-worth investors who have greater than $1 million in investable assets. The firm has a broad set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors usually are based on the services offered. However, fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc can be comprised of any combination of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

1234 S Baldwin Ave
Arcadia, CA 91007

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$797,284,337,467

CA Average: $7,464,549,021
Total Number of Employees

41,217

CA Average: 88
Total Number of Accounts

2,472,247

CA Average: 3,892
Average Account Size

$322,494

CA Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Chen Chen Work History

Chen has 11 years of experience.

2009 - Present (10 years)

Bank Of America, N.A

2009 - Present (10 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2007 - 2011 (4 years)

Cal State East Bay

Disclosures

Chen Chen has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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