Stifel, Nicolaus & Company, Inc
About this Advisor
Cindy Bergin is a financial advisor based out of Paso Robles, California, who has been in the advisory business for 10 years. Bergin currently works for Stifel, Nicolaus & Company, Inc. They have spent the entirety of their employment at Stifel, Nicolaus & Company, Inc. Bergin holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to operate in California and Texas. Stifel, Nicolaus & Company, Inc is a financial advisory business based out of Paso Robles, California. The investment advisory business has offices in 434 locations and a total of 6,384 financial advisors. It handles $149 billion in assets between its 316,625 customer accounts, placing it among the biggest firms in the country by assets under management. The firm advises 1,274 charitable organizations. Of its 316,625 accounts, 27% are held by high-net-worth individuals who have greater than $1 million in assets. Stifel, Nicolaus & Company, Inc performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors vary depending on which services are offered. Fees billed by Stifel, Nicolaus & Company, Inc can include asset-based, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Stifel, Nicolaus & Company, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Cindy Bergin Work History
Cindy has 10 years of experience.
Stifel Nicolaus & Co Inc
Cindy Bergin has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Stifel, Nicolaus & Company, Inc
Saint Louis, MO
Paso Robles, CA
Saint Louis, MO
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