Cindy
Bergin

Stifel, Nicolaus & Company, Inc

CRD#2562831
Investment Advisor
in Paso Robles, CA

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About this Advisor

Cindy Bergin is a financial advisor based out of Paso Robles, California, who has been in the advisory business for 10 years. Bergin currently works for Stifel, Nicolaus & Company, Inc. They have spent the entirety of their employment at Stifel, Nicolaus & Company, Inc. Bergin holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to operate in California and Texas. Stifel, Nicolaus & Company, Inc is a financial advisory business based out of Paso Robles, California. The investment advisory business has offices in 434 locations and a total of 6,384 financial advisors. It handles $149 billion in assets between its 316,625 customer accounts, placing it among the biggest firms in the country by assets under management. The firm advises 1,274 charitable organizations. Of its 316,625 accounts, 27% are held by high-net-worth individuals who have greater than $1 million in assets. Stifel, Nicolaus & Company, Inc performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors vary depending on which services are offered. Fees billed by Stifel, Nicolaus & Company, Inc can include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

1337 Vine Street
Paso Robles, CA 93446

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$148,561,390,277

CA Average: $11,469,110,461
Total Number of Employees

6,384

CA Average: 458
Total Number of Accounts

316,625

CA Average: 33,415
Average Account Size

$469,203

CA Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Cindy Bergin Work History

Cindy has 10 years of experience.

2012 - Present (10 years)

Stifel Nicolaus & Co Inc

Disclosures

Cindy Bergin has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Michael Todd
Lincoln, NE
Beau Bryant
Wenatchee, WA
Aron Ewen
Honolulu, HI
Cindy Bergin
Paso Robles, CA
Michael Landau
Ketchum, ID
Jack Nicholl
Saint Louis, MO
Elliot Treece
Paducah, KY

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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