Cleo
Coates
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Cleo Coates is a financial advisor based in Indian Wells, California, working with Merrill Lynch, Pierce, Fenner & Smith Inc. Cleo has previously held positions at New York Life Insurance Company, Nylife Securities LLC, Eagle Strategies LLC, Merrill Lynch, Pierce, Fenner & Smith Inc, and Bank Of America, N.A. Cleo has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in California, Connecticut, New York, and Texas. Currently, Cleo is part of Merrill Lynch, Pierce, Fenner & Smith Inc, which operates out of Indian Wells, California. The firm has 3,542 offices and 34,934 employees. The firm manages assets totaling $1.3 trillion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Merrill Lynch, Pierce, Fenner & Smith Inc includes asset-based, fixed, and commission-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,271,593,679,276
34,934
2,911,578
$436,737
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Cleo Coates Work History
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
Eagle Strategies LLC
New York Life Insurance Company
Nylife Securities LLC
Disclosures
Please visit the SEC profile of Cleo Coates to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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