Colin
Barber

Sierra Investment Management Inc

CRD#4238328
Investment Advisor
in Santa Monica, CA

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About this Advisor

Colin Barber is a financial advisor who works out of Santa Monica, California who has 8 years of industry experience. Barber is on the advisory team at Sierra Investment Management Inc. The advisor has gained experience at Prudential Insurance Co Of America, Prudential Annuities Distributors, Inc, Wright Fund Management, LLC & Sierra Investment Management Inc and Northern Lights Distributors, LLC. Barber holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to advise clients in California. Sierra Investment Management Inc is a company that has its headquarters in Santa Monica, CA. It controls $416 million in assets under management across its 996 customer accounts, making it one of the larger investment advisory firms in the country by assets under management. The firm provides services to one charitable organizations. Of its 996 customer accounts, 24% are held by high-net-worth investors who have more than $1 million in investable assets. Sierra Investment Management Inc offers portfolio management for individuals and small businesses. A financial advisor's fee schedules depend on which services the firm provides the client. Fees billed by Sierra Investment Management Inc can be comprised of asset-based and performance-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

8 years

Services Offered

Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Performance-based Fees

Office Location

3420 Ocean Park Blvd, Ste 3060
Santa Monica, CA 90405

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Sierra Investment Management Inc Brokerage Details

Total Assets Under Management

$415,631,220

CA Average: $7,578,581,321
Total Number of Employees

40

CA Average: 43
Total Number of Accounts

996

CA Average: 3,727
Average Account Size

$417,300

CA Average: $2,033,427

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses

Colin Barber Work History

Colin has been registered as a financial advisor for 8 years.*

2015 - Present (9 years)

Wright Fund Management, LLC & Sierra Investment Management Inc

2015 - Present (9 years)

Northern Lights Distributors, LLC

2010 - 2015 (5 years)

Prudential Insurance Co Of America

2010 - 2015 (5 years)

Prudential Annuities Distributors, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Colin Barber to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Sierra Investment Management Inc

Samar Nasiri
Santa Monica, CA
Gayatri Vyas
Santa Monica, CA
Michael Cramer
Irvine, CA
Thomas Giardino
Santa Monica, CA
Jason Buck
Santa Monica, CA
Colin Barber
Santa Monica, CA
William Phillips Iii
Highland Park, IL
Sean Pham
Santa Monica, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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